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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | San Francisco | CA | 01/2026 | Present |
| The Menlo Tavern Restaurant | Menlo Park | CA | 08/2025 | 12/2025 |
| The Pickle & Pig Restaurant | Oxford | OH | 09/2024 | 05/2025 |
| Wcm Investment Management | Laguna Beach | CA | 06/2024 | 08/2024 |
| Ubs Financial Services | El Segundo | CA | 06/2023 | 08/2023 |
| First Republic Bank | Menlo Park | CA | 06/2022 | 08/2022 |
| Left Bank Brassiere | Menlo Park | CA | 09/2019 | 05/2021 |
| Menlo Atherton High School | Atherton | CA | 01/2016 | 05/2021 |
| Miami University | Oxford | OH | 08/2021 | 05/2025 |
| Nuveen Asset Management Llc | Chicago | IL | 01/2026 | Present |
Name: Swirling Hawk Vineyard, LLC Position: Assistant Manager Nature: Vineyard Investment Related: No Hours: 0 hours required. Currently working part time. Securities trading hours: 0 Start date: 01/01/2018 Address: Carmel Valley, CA 93924 Description: Assist management team with harvest, bottling, packaging, and shipment, of multiple vintages.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
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