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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hannaford Bros. Co., Llc | York | ME | 06/2018 | 08/2018 |
| Foster's Clambake And Catering | York | ME | 05/2017 | 02/2023 |
| Phoenix Partners Inc. | Kennebunk | ME | 07/2020 | 08/2020 |
| Odd Fellows Tavern | South Berwick | ME | 01/2020 | 03/2020 |
| Fidelity Investments | Smithfield | RI | 05/2023 | Present |
| Marshwood High School | South Berwick | ME | 09/2016 | 06/2020 |
| Bryant University | Smithfield | RI | 08/2020 | 05/2023 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-17 |
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