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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-28
FL RA APPROVED 2025-05-13
  • TX RA
    APPROVED
    Since 2025-05-28
  • FL RA
    APPROVED
    Since 2025-05-13

Branch Locations

510 W Central Ave, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Papa Bartow FL 05/2023 12/2024
Equitable Advisors, Llc New York NY 06/2023 03/2025
Florida Department Of Environmental Protection Bartow FL 05/2023 05/2023
Success Mortgage Partners Inc Plymouth MI 01/2019 09/2022
Stockton Mortgage Corporation Lakeland FL 09/2022 03/2023
Roost Lending Inc Bartow FL 06/2017 01/2019
City Of Bartow Bartow FL 06/2014 06/2017
Unemployed Bartow FL 03/2023 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Haven FL 04/2025 Present
Bank Of America, N.A. Winter Haven FL 06/2025 Present
  • 05/2023 → 12/2024
    Papa
    Bartow, FL
  • 06/2023 → 03/2025
    New York, NY
  • 05/2023 → 05/2023
    Florida Department Of Environmental Protection
    Bartow, FL
  • 01/2019 → 09/2022
    Success Mortgage Partners Inc
    Plymouth, MI
  • 09/2022 → 03/2023
    Stockton Mortgage Corporation
    Lakeland, FL
  • 06/2017 → 01/2019
    Roost Lending Inc
    Bartow, FL
  • 06/2014 → 06/2017
    City Of Bartow
    Bartow, FL
  • 03/2023 → 05/2023
    Unemployed
    Bartow, FL
  • 04/2025 → Present
    Winter Haven, FL
  • 06/2025 → Present
    Bank Of America, N.A.
    Winter Haven, FL
Previous Registrations
Other Businesses

I*: 2431288Entity Type: For ProfitName of the other business: Mexcalito Mobile Bar LLCWhether the business is investment-related: NoAddress of the other business: Bartow, FLTitle, or relationship with the other business: General Partner/Managing MemberStart date of your relationship: 29-Jul-2024Approximate number of hours/month you devote to the other business: 40 hrs mthlyNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Dry hire mobile bar business that serves alcohol for private events. I*2433276, Entity Type Entity For Profit, Name of OBA: Rosa Mexicano Comida Autentica Mexicana LLC Address: BartowFlorida33830 Investment Related: No Position, Title, Association: Officer,Owner Employee Start Date:10/01/2025 No Hours: 5 yearly No Hours during trading: 0 Duties: Owner, Food sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-13
  • S66 Uniform Combined State Law Examination
    2025-03-13
Other Names
  • Nery Alejandra Saucedo Gonzalez
  • Nery Alejandr Saucedogonzalez

View on SEC IAPD

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