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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-28 |
| FL | RA | APPROVED | 2025-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Papa | Bartow | FL | 05/2023 | 12/2024 |
| Equitable Advisors, Llc | New York | NY | 06/2023 | 03/2025 |
| Florida Department Of Environmental Protection | Bartow | FL | 05/2023 | 05/2023 |
| Success Mortgage Partners Inc | Plymouth | MI | 01/2019 | 09/2022 |
| Stockton Mortgage Corporation | Lakeland | FL | 09/2022 | 03/2023 |
| Roost Lending Inc | Bartow | FL | 06/2017 | 01/2019 |
| City Of Bartow | Bartow | FL | 06/2014 | 06/2017 |
| Unemployed | Bartow | FL | 03/2023 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winter Haven | FL | 04/2025 | Present |
| Bank Of America, N.A. | Winter Haven | FL | 06/2025 | Present |
I*: 2431288Entity Type: For ProfitName of the other business: Mexcalito Mobile Bar LLCWhether the business is investment-related: NoAddress of the other business: Bartow, FLTitle, or relationship with the other business: General Partner/Managing MemberStart date of your relationship: 29-Jul-2024Approximate number of hours/month you devote to the other business: 40 hrs mthlyNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Dry hire mobile bar business that serves alcohol for private events. I*2433276, Entity Type Entity For Profit, Name of OBA: Rosa Mexicano Comida Autentica Mexicana LLC Address: BartowFlorida33830 Investment Related: No Position, Title, Association: Officer,Owner Employee Start Date:10/01/2025 No Hours: 5 yearly No Hours during trading: 0 Duties: Owner, Food sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-13 |
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