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Clarice Elizabeth Toth

Ameriprise Financial Services, LLC

Hugo, MN

Elk River, MN

Minneapolis, MN

CRD 7751179

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • MN RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

Hugo, MN • United States

Elk River, MN • United States

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 05/2023 02/2024
Elk River High School Elk River MN 07/2015 06/2020
Creighton University Omaha NE 07/2020 05/2024
Caribou Coffee Monticello MN 03/2018 05/2022
Bank Of The West Omaha NE 05/2022 02/2023
Ameriprise Financial Services, Llc Minneapolis MN 05/2024 Present
  • 05/2023 → 02/2024
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 07/2015 → 06/2020
    Elk River High School
    Elk River, MN
  • 07/2020 → 05/2024
    Creighton University
    Omaha, NE
  • 03/2018 → 05/2022
    Caribou Coffee
    Monticello, MN
  • 05/2022 → 02/2023
    Bank Of The West
    Omaha, NE
  • 05/2024 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-01
  • S66 Uniform Combined State Law Examination
    2024-08-01
Other Names
  • Clarice Toth
  • Clarice Elizabeth Toth
  • Clarice E Toth
  • Clarice Toth

View on SEC IAPD

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