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Colin James St. Pierre

LPl Enterprise, LLC

Shelton, CT

Shelton, CT

CRD 7750935

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

Shelton, CT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Shelton CT 05/2023 11/2024
Newtown Country Club Newtown CT 06/2015 Present
The Prudential Insurance Company Of America Shelton CT 10/2023 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 05/2023 → 11/2024
    Pruco Securities Llc
    Shelton, CT
  • 06/2015 → Present
    Newtown Country Club
    Newtown, CT
  • 10/2023 → Present
    The Prudential Insurance Company Of America
    Shelton, CT
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Shelton, CT
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-06
Other Names
  • Colin James St. Pierre
  • Colin James Stpierre

View on SEC IAPD

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