Best Investors Account Sign in

Spencer Alexander Carlin

Ubs Financial Services Inc.

Tulsa, OK

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-03-18
  • OK RA
    APPROVED
    Since 2024-03-18

Branch Locations

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Pointe Financial Tulsa OK 05/2023 09/2023
Ubs Financial Services Inc Tulsa OK 09/2023 Present
Cherokee Nation Tahlequah OK 06/2021 04/2023
Tradehome Shoes Tulsa OK 07/2016 05/2021
Bixby Public Schools Bixby OK 08/2007 05/2018
  • 05/2023 → 09/2023
    Compass Pointe Financial
    Tulsa, OK
  • 09/2023 → Present
    Tulsa, OK
  • 06/2021 → 04/2023
    Cherokee Nation
    Tahlequah, OK
  • 07/2016 → 05/2021
    Tradehome Shoes
    Tulsa, OK
  • 08/2007 → 05/2018
    Bixby Public Schools
    Bixby, OK
Other Businesses

1. World Baseball Outreach, Tulsa OKUnited States, Inner City children and at risk youth come to learn and enjoy he game of baseball, Baseball Lessons, start date- 4/3/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
  • S66 Uniform Combined State Law Examination
    2024-03-18
Other Names
  • Spencer A Carlin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor