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Anna A Swartz

Edward Jones

Spring Hill, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-24
FL RA APPROVED 2023-10-24
  • TX RA
    APPROVED
    Since 2024-01-24
  • FL RA
    APPROVED
    Since 2023-10-24

Branch Locations

10224 Yale Ave, Spring Hill, FL 34613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2023 Present
Regions Bank Hudson FL 08/2015 06/2023
Pasco Hernando State College Hudson FL 08/2011 12/2022
  • 06/2023 → Present
    Edward Jones
    St Louis, MO
  • 08/2015 → 06/2023
    Regions Bank
    Hudson, FL
  • 08/2011 → 12/2022
    Pasco Hernando State College
    Hudson, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2023-10-20
Other Names
  • Anna Swartz

View on SEC IAPD

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Other Offices

J. W. COLE ADVISORS, INC. · SPRING HILL, FL
AE WEALTH MANAGEMENT, LLC · Spring Hill, FL
OSAIC WEALTH, INC. · SPRING HILL, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRING HILL, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Spring Hill, FL
RAYMOND JAMES & ASSOCIATES, INC. · SPRING HILL, FL
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