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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Ocala | FL | 05/2023 | 12/2023 |
| Wells Fargo Bank, Na | Ocala | FL | 08/2019 | 12/2023 |
| Pearson Nissan Of Ocala | Ocala | FL | 06/2018 | 08/2019 |
| Jenkins Auto Group | Ocala | FL | 10/2014 | 06/2018 |
| Fortress Drywall Llc | Ocala | FL | 08/2022 | Present |
| Regions Bank | Ocala | FL | 01/2024 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Ocala | FL | 07/2024 | Present |
1.) CO-OWNER/OPERATOR OF FORTRESS DRYWALL LLC; 5-10 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-17 |
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