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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blaze Pizza | Louisville | KY | 05/2017 | 08/2017 |
| Christian Academy Of Louisville | Louisville | KY | 05/2018 | 08/2018 |
| Discount Tire | Louisville | KY | 08/2018 | 01/2019 |
| Gnc | Louisville | KY | 08/2019 | 01/2020 |
| Kroger | Louisville | KY | 06/2020 | 07/2020 |
| Ups | Louisville | KY | 12/2020 | 01/2021 |
| Serious Business Painting, Llc | Louisville | KY | 05/2021 | 08/2022 |
| Phocus Water | Louisville | KY | 12/2021 | 01/2022 |
| University Of Kentucky | Lexington | KY | 01/2023 | 05/2023 |
| Fidelity Investments | Covington | KY | 05/2023 | 05/2024 |
| Self-Employed | Lexington | KY | 04/2023 | 05/2023 |
| University Of Kentucky | Lexington | KY | 08/2020 | 05/2024 |
| Christian Academy Of Louisville - High School | Louisville | KY | 08/2016 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2024 | 07/2025 |
| Murray Medical/Wild Labs - Wild Health | Lexington | KY | 02/2022 | 02/2022 |
| Bank Of America, N.A. | Charlotte | NC | 07/2024 | 07/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-16 |
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