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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corteva | Dysart | IA | 07/2016 | 07/2023 |
| Hyvee | Cedar Falls | IA | 01/2019 | 08/2020 |
| Todd Van Dorn Construction | Waterloo | IA | 05/2019 | 08/2022 |
| Cedar Falls Schools | Cedar Falls | IA | 08/2007 | 05/2020 |
| Iowa State University | Ames | IA | 08/2020 | Present |
| Osaic Wealth, Inc. | Waterloo | IA | 08/2023 | 09/2023 |
| Osaic Wealth, Inc. | Waterloo | IA | 06/2024 | Present |
FINANCIAL DECISIONS GROUP POSITION: Registered Assistant NATURE: Financial Decisions Group Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/17/2024 ADDRESS: 3013 Greyhound Dr, Waterloo IA 50701, United States DESCRIPTION: Assists other advisors in customer care, building and maintaining client relationships, providing case preparation, and processing new business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-16 |
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