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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Bismarck | ND | 08/2023 | 11/2023 |
| Dosch Hospitality Inc. | Bismarck | ND | 04/2012 | 07/2023 |
| Morgan Stanley Smith Barney Llc | Bismarck | ND | 11/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2024 | Present |
*574913 - Dosch Hospitality Inc.; Investment Related: No; Bismarck, North Dakota; Investment/Finance/Banking; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2015; During Business Hours: 0; After Business Hours: 1; Check Signing/Funds Disbursements, Board Meetings Minutes & notes, Authorized Signer on Bank Accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-24 |
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