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Charles Hampton Long

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-20
NC RA APPROVED 2025-06-10
  • TX RA
    APPROVED
    Since 2026-05-20
  • NC RA
    APPROVED
    Since 2025-06-10

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Charlotte NC 06/2023 12/2024
Shannopin Country Club Pittsburgh PA 05/2022 08/2022
Shenanigans Sewanee TN 06/2021 01/2022
Sewanee-University Of The South Sewanee TN 08/2019 05/2023
Ace Hardware The Woodlands TX 03/2020 09/2020
Methodist Church The Woodlands TX 05/2018 08/2018
Unemployed The Woodlands TX 08/2018 07/2019
Unemployed The Woodlands TX 06/2012 04/2018
Ubs Financial Services Inc Charlotte NC 01/2025 Present
  • 06/2023 → 12/2024
    The Vanguard Group, Inc
    Charlotte, NC
  • 05/2022 → 08/2022
    Shannopin Country Club
    Pittsburgh, PA
  • 06/2021 → 01/2022
    Shenanigans
    Sewanee, TN
  • 08/2019 → 05/2023
    Sewanee-University Of The South
    Sewanee, TN
  • 03/2020 → 09/2020
    Ace Hardware
    The Woodlands, TX
  • 05/2018 → 08/2018
    Methodist Church
    The Woodlands, TX
  • 08/2018 → 07/2019
    Unemployed
    The Woodlands, TX
  • 06/2012 → 04/2018
    Unemployed
    The Woodlands, TX
  • 01/2025 → Present
    Ubs Financial Services Inc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-10
S63 Uniform Securities Agent State Law Examination 2023-08-29
  • S66 Uniform Combined State Law Examination
    2025-06-10
  • S63 Uniform Securities Agent State Law Examination
    2023-08-29
Other Names
  • Hampton Long

View on SEC IAPD

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