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Daniel Richard Sieman

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-14
NJ RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2025-04-14
  • NJ RA
    APPROVED
    Since 2024-12-12

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Paramus NJ 06/2024 12/2024
Ubs Financial Services Paramus NJ 06/2023 08/2023
Tjx Companies Watchung NJ 06/2021 08/2021
Union Sports Arena Llc Union NJ 06/2020 08/2020
Full Time Education Columbus OH 08/2020 05/2024
Full Time Education West Orange NJ 09/2016 06/2020
Wells Fargo Clearing Services, Llc Paramus NJ 12/2024 Present
  • 06/2024 → 12/2024
    Ubs Financial Services
    Paramus, NJ
  • 06/2023 → 08/2023
    Ubs Financial Services
    Paramus, NJ
  • 06/2021 → 08/2021
    Tjx Companies
    Watchung, NJ
  • 06/2020 → 08/2020
    Union Sports Arena Llc
    Union, NJ
  • 08/2020 → 05/2024
    Full Time Education
    Columbus, OH
  • 09/2016 → 06/2020
    Full Time Education
    West Orange, NJ
  • 12/2024 → Present
    Wells Fargo Clearing Services, Llc
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-13
  • S66 Uniform Combined State Law Examination
    2024-11-13

View on SEC IAPD

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SANCTUARY ADVISORS, LLC
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Other Investors

Jennifer Williams
Claudine D. Isaac
Emma B. Hallett
Inna Price
Daniel K Roh
Thomas W. Larsen
JEREMY DAVID BROWER
Natalia Oliver

Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

More in Paramus, NJ

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