Joaquin Zavala

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-11
UT	RA	APPROVED	2026-06-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lindon	UT	05/2026	Present
On Trac Express	Salt Lake City	UT	04/2020	06/2020
Walmart	West Valley City	UT	08/2018	09/2018
Go Engineer Llc	Cottonwood Heights	UT	08/2019	09/2019
Alliancebernstein	New York	NY	06/2022	08/2022
Genius Gems	Millburn	NJ	05/2022	10/2022
Columbia University	New York	NY	09/2021	05/2023
Claremont Mckenna College	Claremont	NY	05/2018	09/2021
Waterford School	Sandy	UT	09/2014	05/2018
Ubs Financial Services, Inc.	Salt Lake City	UT	07/2023	06/2024
Morgan Stanley Smith Barney Llc	Sandy	UT	12/2024	05/2026
Wealth Strategies	Murray	UT	06/2024	12/2024
Bank Of America, N.A.	Lindon	UT	06/2026	Present

05/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lindon, UT
04/2020 → 06/2020

On Trac Express

Salt Lake City, UT
08/2018 → 09/2018

Walmart

West Valley City, UT
08/2019 → 09/2019

Go Engineer Llc

Cottonwood Heights, UT
06/2022 → 08/2022

Alliancebernstein

New York, NY
05/2022 → 10/2022

Genius Gems

Millburn, NJ
09/2021 → 05/2023

Columbia University

New York, NY
05/2018 → 09/2021

Claremont Mckenna College

Claremont, NY
09/2014 → 05/2018

Waterford School

Sandy, UT
07/2023 → 06/2024

Ubs Financial Services, Inc.

Salt Lake City, UT
12/2024 → 05/2026

Morgan Stanley Smith Barney Llc

Sandy, UT
06/2024 → 12/2024

Wealth Strategies

Murray, UT
06/2026 → Present

Bank Of America, N.A.

Lindon, UT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-12

Other Firms