Lydia Kathleen Peterson

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-02

NY RA
APPROVED

Since 2025-04-02

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	07/2024	Present
Georgetown University	Washington	DC	08/2020	05/2024
Southwest High School	Minneapolis	MN	08/2016	06/2020
Morgan Stanley	New York	NY	06/2023	08/2023
Georgetown Cupcake	Washington	DC	10/2023	05/2024
Doordash	Minneapolis	MN	06/2020	12/2022
Lake Country Capital	Edina	MN	06/2022	08/2022
Target	Saint Louis Park	MN	03/2020	03/2020

07/2024 → Present

Morgan Stanley

New York, NY
08/2020 → 05/2024

Georgetown University

Washington, DC
08/2016 → 06/2020

Southwest High School

Minneapolis, MN
06/2023 → 08/2023

Morgan Stanley

New York, NY
10/2023 → 05/2024

Georgetown Cupcake

Washington, DC
06/2020 → 12/2022

Doordash

Minneapolis, MN
06/2022 → 08/2022

Lake Country Capital

Edina, MN
03/2020 → 03/2020

Target

Saint Louis Park, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-02
S63	Uniform Securities Agent State Law Examination	2024-08-20

S65 Uniform Investment Adviser Law Examination

2025-04-02
S63 Uniform Securities Agent State Law Examination

2024-08-20

Other Names

Lydia K Peterson

View on SEC IAPD

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