Michael Harrison Stepanski

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2016
  Long Beach Township Beach Patrol
  Long Beach Township, NJ
• 08/2019 → 12/2023
  Penn State University
  State College, PA
• 06/2023 → 06/2024
  Principal Financial Group
  Marlton, NJ
• 06/2024 → Present
  Principal Life Insurance Co
  Marlton, NJ
• 06/2024 → Present
  Principal Securities Inc
  Marlton, NJ
• 09/2016 → 08/2019
  Unemployment
  Long Beach Township, NJ

Other Businesses

**REGISTERED STAFF POSITION: Registered Private Staff NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 75 START DATE: 09/24/2024 ADDRESS: 525 Rt 73 N, Marlton NJ 08053, United States DESCRIPTION: FAODV is a financial services firm, led by professionals that are focused on comprehensive financial planning, wealth management, retirement income strategies, and estate planning. This is a registered private staff role with the intention of becoming a financial advisor. Performing duties that align with a registered staff person for Mike Stepanski Sr. **RAYMOND N. IANNI POSITION: Raymond Ianni OBA NATURE: Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 525 RT 73N, Suite 301, Marlton NJ 08057, United States DESCRIPTION: Administrative work after hours for PSI advisor, including client service and administrative services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-24
• S63 Uniform Securities Agent State Law Examination
  2025-09-03

Other Names

• Mike Stepanski