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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-08-21 |
Branch Locations
2970 Peachtree Rd Nw Ste 100 Nw2Fl, Atlanta, GA 30305 • United States
4315 Kingston Pike Ste 302, Knoxville, TN 37919 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Assisi Foundation Of Memphis | Memphis | TN | 06/2017 | 08/2017 |
| St. Louis University | Madrid | 09/2015 | 05/2019 | |
| Wedge Global | Madrid | 08/2018 | 06/2019 | |
| Unemployed | Memphis | TN | 06/2019 | 09/2020 |
| Shelby County Government | Memphis | TN | 09/2020 | 06/2021 |
| Housecall Family Medicine | Memphis | TN | 04/2021 | 07/2021 |
| Aramark | Mesa Verde National Park | CO | 07/2021 | 10/2022 |
| Vera Content | Remote | 05/2021 | 03/2022 | |
| The Tap House | Chattanooga | TN | 10/2022 | 01/2023 |
| First Horizon Advisors | Atlanta | GA | 01/2023 | Present |
| Lpl Financial Llc | Atlanta | GA | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/23/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
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