Ryan P Caffrey

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-06-23

AL RA
APPROVED

Since 2025-06-23

Branch Locations

Mountain Brook, AL • United States

31 Inverness Center Pkwy Ste 550, Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Birmingham	AL	08/2024	Present
Ameriprise Financial Services, Llc	Mobile	AL	05/2023	08/2023
University Of Alabama	Tuscaloosa	AL	08/2020	05/2024
Seven Lakes High School	Katy	TX	08/2016	08/2020

08/2024 → Present

Ameriprise Financial Services, Llc

Birmingham, AL
05/2023 → 08/2023

Ameriprise Financial Services, Llc

Mobile, AL
08/2020 → 05/2024

University Of Alabama

Tuscaloosa, AL
08/2016 → 08/2020

Seven Lakes High School

Katy, TX

Other Businesses

Outside Employment; ADP; I work with MoneyGuide Pro and help input clients data per the Advisors instructions.; Manage advisory business; 31 Inverness Center Parkway, , Birmingham, AL, 35242; Investment-Related; 08/19/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-18

S66 Uniform Combined State Law Examination

2025-06-18

Other Names

Ryan Caffrey

View on SEC IAPD