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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-06 |
| TX | RA | APPROVED | 2026-02-04 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 06/2023 | 12/2023 |
| Esperanza Elementary School | Ahwatukee | AZ | 11/2022 | 05/2023 |
| Thew Elementary School | Tempe | AZ | 07/2022 | 10/2022 |
| Arizona Care Providers | Mesa | AZ | 01/2018 | 10/2021 |
| Sprouts Grocery Store | Chandler | AZ | 11/2016 | 01/2018 |
| Arizona State University | Tempe | AZ | 08/2017 | 05/2022 |
| Whittier Elementary School | Mesa | AZ | 11/2021 | 05/2022 |
| Stevenson Elementary | Mesa | AZ | 08/2021 | 10/2021 |
| Arizona Care Providers | Mesa | AZ | 04/2016 | 11/2016 |
| Galveston Elementary | Chandler | AZ | 08/2020 | 05/2021 |
| Sprouts Grocery Store | Ahwatukee | AZ | 03/2020 | 05/2021 |
| Sprouts Grocery Store | Ahwatukee | AZ | 09/2012 | 02/2021 |
| Equitable Advisors, Llc | New York | NY | 04/2024 | 05/2024 |
| Unemployed | Chandler | AZ | 12/2023 | 04/2024 |
| Morgan Stanley | Gilbert | AZ | 03/2025 | Present |
| Unemployed | Scottsdale | AZ | 05/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-15 |
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