John Riley Smith

Ameriprise Financial Services, LLC

CRD 7747597

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-06-03

OH RA
APPROVED

Since 2025-06-03

Branch Locations

Warren, OH • United States

3378 State Route 5 Ne, Cortland, OH 44410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Cortland	OH	05/2023	Present
Vienna Township	Vienna	OH	05/2019	08/2019
Youngstown State University	Youngstown	OH	08/2019	05/2023
Home City Ice	Youngstown	OH	05/2020	09/2022
Unemployed	Youngstown	OH	08/2016	05/2019

05/2023 → Present

Ameriprise Financial Services, Llc

Cortland, OH
05/2019 → 08/2019

Vienna Township

Vienna, OH
08/2019 → 05/2023

Youngstown State University

Youngstown, OH
05/2020 → 09/2022

Home City Ice

Youngstown, OH
08/2016 → 05/2019

Unemployed

Youngstown, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-21

S66 Uniform Combined State Law Examination

2025-05-21

Other Names

John Smith

View on SEC IAPD

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