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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

Long Beach, CA • United States

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Long Beach CA 06/2023 Present
Starbucks Long Beach CA 02/2021 09/2023
Long Beach City College Long Beach CA 08/2020 06/2022
Long Beach Polytechnic High School Long Beach CA 08/2016 06/2020
Hughes Middle School Long Beach CA 09/2014 06/2017
  • 06/2023 → Present
    Long Beach, CA
  • 02/2021 → 09/2023
    Starbucks
    Long Beach, CA
  • 08/2020 → 06/2022
    Long Beach City College
    Long Beach, CA
  • 08/2016 → 06/2020
    Long Beach Polytechnic High School
    Long Beach, CA
  • 09/2014 → 06/2017
    Hughes Middle School
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-03
  • S66 Uniform Combined State Law Examination
    2025-06-03

View on SEC IAPD

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