Daniel Joseph Hayes

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Rochester, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rochester, NY

Other Businesses

Business Ownership; DJHAVM, LLC; Management; Limited Liability; 90 Linden Oaks Suite 230 Rochester, NY 14625, ,; Not Investment-Related; 09/15/2018; 60 hours per month; 60 during trading hours / Council Rock Associates, LLC; Management; Limited Liability; 90 Linden OaksSuite 230Rochester, NY 14625, ,; Not Investment-Related; 01/01/2012; 60 hours per month; 60 during trading hours / DanKar LLC; Owner; LLC; 10 Tor Hill, , Pittsford, NY, 14534; Not Investment-Related; 12/17/2020; 0 hours per month; 0 during trading hours / New Granite LLC; Co-owner; Manage Ameriprise Business; 948 Sullivan Rd., , Alden, NY, 14004; Investment-Related; 08/31/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Council Rock Associates LLC; Financial Advisor - Partner, Client facing advisor; ; 90 Linden Oaks, , Rochester, NY, 14625; Investment-Related; 02/15/2021; 60 hours per month; 60 during trading hours / New Granite LLC; Co-owner; Manage advisory business; 948 Sullivan Rd., , Alden, NY, 14004; Investment-Related; 08/31/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-04-26

Other Names

• Daniel Hayes