Joseph A Gunn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 04/2017
  Metropolitan Life Insurance Company
  Uniontown, OH
• 04/2003 → 04/2017
  Metlife Securities Inc.
  Uniontown, OH
• 04/2003 → 04/2017
  Met Group
  Uniontown, OH
• 07/2016 → 04/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 04/2017
  Mml Investors Services, Llc
  Pittsburgh, PA
• 04/2017 → 11/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2017 → 11/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2025 → Present
  Lpl Financial
  New Castle, PA

Previous Registrations

• 2017-04-25 → 2025-12-01
  Cambridge Investment Research Advisors, Inc.
  New Castle, PA
• 2017-03-25 → 2017-04-26
  Mml Investors Services, Llc
  New Castle, PA
  Pittsburgh, PA
• 2008-02-04 → 2017-03-25
  Msi Financial Services, Inc.
  Pittsburgh, PA
  Uniontown, OH
  Weirton, WV
  New Castle, PA
  Baltimore, MD
  New Castle, PA
  Pittsburgh, PA

Other Businesses

1) 11/2025 - GPF Realty / Real Estate Rental / Inv Related / Start date 02/05/2020 - New Castle PA 16101 2) 11/2025 - Thomas Financial Advisory Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 3) 11/2025 - Joseph A. Gunn Wealth Advisory / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-01
• S63 Uniform Securities Agent State Law Examination
  2003-01-18

Other Names

• Joseph Aaron Gunn