Aya Funahashi

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-19
MN	RA	APPROVED	2024-02-08
VA	RA	APPROVED	2024-02-08

TX RA
APPROVED_RES

Since 2026-08-19
MN RA
APPROVED

Since 2024-02-08
VA RA
APPROVED

Since 2024-02-08

Branch Locations

Chantilly, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lastpass C/O Goto, Inc	Boston	MA	08/2012	06/2023
Raymond James Financial Services, Inc.	Chantilly	VA	06/2023	Present
Raymond James Financial Services Advisors, Inc	Bloomington	MN	02/2024	Present

08/2012 → 06/2023

Lastpass C/O Goto, Inc

Boston, MA
06/2023 → Present

Raymond James Financial Services, Inc.

Chantilly, VA
02/2024 → Present

Raymond James Financial Services Advisors, Inc

Bloomington, MN

Other Businesses

(1)Name of Business: McNellis & Asato, Ltd. Address: 25917 Kimberly Rose Dr, Chantilly, VA, 20152, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/12/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-13

S66 Uniform Combined State Law Examination

2024-01-13

View on SEC IAPD