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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-06-08 |
| TX | RA | APPROVED | 2026-06-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sperry | OK | 06/2026 | Present |
| Raymond James Financial Services, Inc | Tulsa | OK | 07/2016 | 06/2026 |
| Raymond James Financial Services Advisors Inc. | Tulsa | OK | 08/2016 | 06/2026 |
1. 06/2026 - Vernon Wealth Mgmt LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 100 Hour(s)/Month – 100 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/8/2026 2. 06/2026 - rental - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Sperry OK 74073 – OBA Start Date: 11/22/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-05 |
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