Danielle Caralis

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-11-21

MI RA
APPROVED

Since 2024-11-21

Branch Locations

Grosse Pointe Park, MI • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Detroit	MI	07/2023	Present
Pnc Bank Na	Troy	MI	06/2010	05/2023
Not Working	Grosse Pointe Park	MI	05/2023	07/2023

07/2023 → Present

Ubs Financial Services Inc

Detroit, MI
06/2010 → 05/2023

Pnc Bank Na

Troy, MI
05/2023 → 07/2023

Not Working

Grosse Pointe Park, MI

Other Businesses

1. Grosse Pointe Theatre, It is is a local community theatre, with a 75 year legacy in Grosse Pointe. It is a volunteer group that performs theatrical shows throughout the year, Officer, I am the President of the Board of Directors, Create and execute strategy for the group into the future, start date-7/1/2018Grosse Pointe MI United States 48230.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-20

S66 Uniform Combined State Law Examination

2024-11-20

View on SEC IAPD