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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-05-07 |
Branch Locations
12935 N. Outer Forty Dr #105, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hy-Vee | Papillion | NE | 06/2017 | 08/2019 |
| Boeing | St. Louis | MO | 06/2020 | 08/2020 |
| Lowe's | Papillion | NE | 05/2021 | 09/2021 |
| Buckingham Wealth Partners | Clayton | MO | 05/2022 | 08/2022 |
| First Command Financial Services | Omaha | NE | 06/2023 | 09/2023 |
| Feltz Wealthplan | Omaha | NE | 09/2024 | 02/2026 |
| Papillion Lavista South High School | Papillion | NE | 08/2016 | 06/2017 |
| Truman State University | Kirksville | MO | 08/2019 | 06/2020 |
| Truman State University | Kirksville | MO | 08/2020 | 05/2021 |
| Truman State University | Kirksville | MO | 09/2021 | 05/2022 |
| Truman State University | Kirksville | MO | 08/2022 | 06/2023 |
| Eada Business School | Barcelona | XX | 09/2023 | 06/2024 |
| Lpl Financial Llc | St. Louis | MO | 02/2026 | Present |
1: 02/2026 - Private Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-06 |
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