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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-07 |
| NC | RA | APPROVED | 2024-08-07 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Carolina At Charlotte | Charlotte | NC | 06/2015 | 06/2019 |
| Auto Bell | Charlotte | NC | 08/2016 | 02/2017 |
| Red Ventures | Charlotte | NC | 05/2017 | 05/2019 |
| Spectrio | Charlotte | NC | 05/2019 | 10/2019 |
| Kloud9 | Charlotte | NC | 11/2019 | 02/2020 |
| Unemployed | Charlotte | NC | 03/2020 | 06/2020 |
| Gohealth | Charlotte | NC | 07/2020 | 01/2021 |
| Unemployed | Charlotte | NC | 02/2021 | 07/2021 |
| Businessolver | Gastonia | NC | 08/2021 | 05/2023 |
| Principal Life Insurance Company | Charlotte | NC | 05/2023 | Present |
| Principal Securities, Inc. | Charlotte | NC | 06/2023 | Present |
| Principal Advised Services | Charlotte | NC | 06/2024 | Present |
PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
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