Jacob Michael Bugica

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 08/2018
  Compass Group Usa
  Charlotte, NC
• 08/2019 → 03/2023
  Nc State Wellness And Recreation
  Raleigh, NC
• 06/2021 → 08/2021
  Bridgemark Strategies
  Charlotte, NC
• 05/2021 → 10/2021
  Clean Juice
  Charlotte, NC
• 02/2023 → 06/2023
  Lifetime
  Charlotte, NC
• 08/2015 → 06/2019
  Ardrey Kell Highschool
  Charlotte, NC
• 08/2019 → 12/2022
  North Carolina State University
  Raleigh, NC
• 05/2023 → 08/2023
  Associate Staffing
  Charlotte, NC
• 06/2023 → 01/2026
  Principal Securities, Inc.
  Charlotte, NC
• 05/2022 → 06/2022
  Raintree Golf Course
  Charlotte, NC
• 08/2023 → 01/2026
  Principal Life Insurance Company
  Charlotte, NC
• 06/2024 → 01/2026
  Principal Advised Services
  Charlotte, NC
• 02/2026 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 02/2026 → Present
  Nuveen Asset Management Llc
  Chicago, IL

Previous Registrations

• 2024-08-15 → 2026-01-26
  Principal Advised Services
  Chicago, IL
  Charlotte, NC
• 2023-08-08 → 2023-11-26
  Principal Securities, Inc.
  Chicago, IL
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2023-08-07

Other Names

• Jacob Bugica