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Dominic Naples

Cetera Investment Advisers LLC

Niles, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-26
  • OH RA
    APPROVED
    Since 2023-09-26

Branch Locations

1 South Main Street, Niles, OH 44446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers National Bank Niles OH 05/2023 08/2023
Farmers National Bank Canfield OH 05/2022 05/2023
Baird Brothers Canfield OH 05/2021 05/2022
Youngstown State University Youngstown OH 08/2015 08/2019
Robert F Naples Do Inc Cortland OH 08/2019 05/2021
Cetera Investment Services Llc St Cloud MN 08/2023 Present
Farmers National Bank Niles MN 08/2023 Present
Cetera Investment Advisers Llc Niles OH 09/2023 Present
  • 05/2023 → 08/2023
    Farmers National Bank
    Niles, OH
  • 05/2022 → 05/2023
    Farmers National Bank
    Canfield, OH
  • 05/2021 → 05/2022
    Baird Brothers
    Canfield, OH
  • 08/2015 → 08/2019
    Youngstown State University
    Youngstown, OH
  • 08/2019 → 05/2021
    Robert F Naples Do Inc
    Cortland, OH
  • 08/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2023 → Present
    Farmers National Bank
    Niles, MN
  • 09/2023 → Present
    Cetera Investment Advisers Llc
    Niles, OH
Other Businesses

2 BROTHERS PROPERTIES LTD, FIXING UP RENTALS, 50% OWNER, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2023-09-25

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
CORECAP ADVISORS
AUSDAL FINANCIAL PARTNERS, INC.
STRATOS WEALTH PARTNERS, LTD

Other Investors

JOEL DAVID MCBURNEY
Richard Allen Stewart
Michael T Binion
RICHARD BRANDON MILLER
JOSEPH MICHAEL KUZMANKO
Eric J Vitelli
Ryan John Glinn
JONATHAN GRANT LAPINE

Other Offices

PNC WEALTH MANAGEMENT LLC · NILES, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Niles, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Warren, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Niles, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Warren, OH
EDWARD JONES · WARREN, OH
COMMONWEALTH FINANCIAL NETWORK · Warren, OH
CORECAP ADVISORS · Warren, OH

More in Niles, OH

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