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Sarah Dekay

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-20
NC RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2026-05-20
  • NC RA
    APPROVED
    Since 2024-11-12

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 07/2023 Present
Hand & Stone Dallas TX 02/2023 05/2023
Holmes Murphy & Associates Dallas TX 06/2022 08/2022
Esporta Fitness Dallas TX 08/2021 11/2021
Mesa Family Practice Farmington NM 06/2020 08/2020
Mesa Family Practice Farmington NM 05/2019 08/2019
Trattoria Di Bernardone Farmington NM 11/2017 03/2018
University Of Dallas Dallas TX 08/2019 12/2022
Unemployed Dallas TX 01/2023 02/2023
Piedra Vista High School Farmington NM 08/2015 05/2019
  • 07/2023 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 02/2023 → 05/2023
    Hand & Stone
    Dallas, TX
  • 06/2022 → 08/2022
    Holmes Murphy & Associates
    Dallas, TX
  • 08/2021 → 11/2021
    Esporta Fitness
    Dallas, TX
  • 06/2020 → 08/2020
    Mesa Family Practice
    Farmington, NM
  • 05/2019 → 08/2019
    Mesa Family Practice
    Farmington, NM
  • 11/2017 → 03/2018
    Trattoria Di Bernardone
    Farmington, NM
  • 08/2019 → 12/2022
    University Of Dallas
    Dallas, TX
  • 01/2023 → 02/2023
    Unemployed
    Dallas, TX
  • 08/2015 → 05/2019
    Piedra Vista High School
    Farmington, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
  • S66 Uniform Combined State Law Examination
    2024-11-12

View on SEC IAPD

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