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Current Employers
The Baldwin Group Wealth Advisors, Llc

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-14
VA RA APPROVED 2024-10-14
  • MD RA
    APPROVED
    Since 2024-10-14
  • VA RA
    APPROVED
    Since 2024-10-14

Branch Locations

6720-B Rockledge Drive Suite 400, Bethesda, MD 20817 • United States

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Carolina State University Raleigh NC 08/2016 06/2017
Ymca Flemington NJ 06/2017 08/2017
North Carolina State University? Raleigh NC 08/2017 01/2019
George Pickett And Associates Apex NC 01/2019 03/2020
Newday Usa Fulton MD 06/2020 05/2022
The Capital Group Investment Advisory Services, Llc Bethesda MD 07/2022 10/2024
The Capital Group Investment Advisory Services, Llc Bethesda MD 05/2023 10/2024
The Baldwin Group Wealth Advisors, Llc Tampa FL 10/2024 Present
  • 08/2016 → 06/2017
    North Carolina State University
    Raleigh, NC
  • 06/2017 → 08/2017
    Ymca
    Flemington, NJ
  • 08/2017 → 01/2019
    North Carolina State University?
    Raleigh, NC
  • 01/2019 → 03/2020
    George Pickett And Associates
    Apex, NC
  • 06/2020 → 05/2022
    Newday Usa
    Fulton, MD
  • 07/2022 → 10/2024
    The Capital Group Investment Advisory Services, Llc
    Bethesda, MD
  • 05/2023 → 10/2024
    The Capital Group Investment Advisory Services, Llc
    Bethesda, MD
  • 10/2024 → Present
    Tampa, FL
Previous Registrations
  • 2023-06-27 → 2024-10-04
    The Capital Group Investment Advisory Services, Llc
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-27
  • S65 Uniform Investment Adviser Law Examination
    2023-06-27
Other Names
  • Joseph James Harkness

View on SEC IAPD

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