Tracy Lee Baggerly

Employer firm

American Independent Securities Group, LLC CRD 135288

$986M regulatory AUM 4,385 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  American Independent Securities Group, Llc
  Eagle, ID

Other Businesses

1. Progressive Wealth Management; Investment related, 664 S Rivershore Ln Eagle, ID 83616, INVESTMENTS & BROKERAGE SERVICES; INDEPENDENT INSURANCE AGENT FOR FIXED & VARIABLE LIFE, LTC, DISABILITY, FIXED ANNUITIES. Employee; Officer; Director or Partner; Owner or Shareholder; Agent or Representative, 40 hours/ week devoted to this business, all of which will be during trading hours. 7/15/2022, DBA for securities and insurance business. 2.Tracy Baggerly Inc, Investment Related, 664 S Rivershore Ln Eagle, Id 83616, Independent Insurance Agent, Employee; Officer; Director or Partner; Owner or Shareholder; Agent or Representative as of 7/15/22, 40 hours/ week devoted to this business, all of which will be during trading hours. Life Insurance/Disabilty/LTC. 3. Eagle Assisted Growth and Learning Environment Inc, not investment related, 664 S Rivershore Lane #150 Eagle, Id 83616, 501c3 established for cash donations for the Eagle Rodeo, Director or Partner as of 1/1/2001, 1 hours/week, none of which are during trading hours. we file annual necessary paperwork and any taxes as necessary. 4.Eagle Rodeo; Not investment related, 664 S Rivershore Lane #150 Eagle, Id 83616, Eagle Rodeo 501c4/ Charity or Non-Profit Organization. Director or Partner as of 1/1/2001, 1 hour / week with none spent during trading hours. Operations conducted in office, event activities conducted at Eagle Rodeo grounds. No compensation of any kind, dual signatures on checks. 5.BTB LLC; not investment related, 664 S Rivershore Lane #150 Eagle, Id 83616, Real-estate Holding Co for Proletariat Wine Company. Officer; Owner or Shareholder as of 6/1/2015, 0 hours/week, none of which are during trading hours. it is simply a holding company for our real estate of Proletariat Wine Company. 6.PROLETARIAT WINE COMPANY- NOT INVESTMENT RELATED. 664 S Rivershore Lane #150 Eagle, Id 83616, 21% OWNER with wife as of 6/1/2015, OF WINE MAKING AND DISTRIBUTION COMPANY. 0 hours/week, none of which are during trading hours. not currently receiving distribution, but have potential at owners discretion to make div/profit sharing distribution when profits allow. No Activity for Tracy Baggerly at this time.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-27
• S63 Uniform Securities Agent State Law Examination
  1999-05-05