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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-07-15
  • SD RA
    APPROVED
    Since 2026-07-15

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Black Hills Fcu Sioux Falls SD 03/2023 Present
Black Hills Fcu Sioux Falls SD 07/2019 03/2023
Sioux Falls Fcu Sioux Falls SD 01/2016 07/2019
Lpl Financial Llc Sioux Falls SD 05/2023 Present
Principal Securities, Inc. Sioux Falls SD 06/2026 Present
Principal Life Insurance Company Sioux Falls SD 06/2026 Present
  • 03/2023 → Present
    Black Hills Fcu
    Sioux Falls, SD
  • 07/2019 → 03/2023
    Black Hills Fcu
    Sioux Falls, SD
  • 01/2016 → 07/2019
    Sioux Falls Fcu
    Sioux Falls, SD
  • 05/2023 → Present
    Sioux Falls, SD
  • 06/2026 → Present
    Sioux Falls, SD
  • 06/2026 → Present
    Principal Life Insurance Company
    Sioux Falls, SD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-05
  • S66 Uniform Combined State Law Examination
    2023-07-05
Other Names
  • Chris Pedde

View on SEC IAPD

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