Orlando R Zayas

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-16

TX RA
APPROVED_RES

Since 2025-07-16

Branch Locations

330 Whitney Ave Ste 700, Holyoke, MA 01040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Springfield	MA	05/2023	Present
Golden Years Home Care Services	East Longmeadow	MA	03/2013	05/2023
Polaris Home Loans	Springfield	MA	01/2022	08/2022
Leaderone Financial	Hadley	MA	08/2022	12/2022

05/2023 → Present

Wells Fargo Clearing Services, Llc

Springfield, MA
03/2013 → 05/2023

Golden Years Home Care Services

East Longmeadow, MA
01/2022 → 08/2022

Polaris Home Loans

Springfield, MA
08/2022 → 12/2022

Leaderone Financial

Hadley, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-28

S66 Uniform Combined State Law Examination

2025-05-28

View on SEC IAPD