Erik Stern

Current Employers

Lexaurum Advisors

16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-04-06

OH RA
APPROVED

Since 2026-04-06

Branch Locations

404 N. Court St., Medina, OH 44256 • United States

16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lexaurum Advisors, Llc	Overland Park	KS	02/2026	Present
Ubs	Akron	OH	05/2023	08/2023
Medina Baseball Association	Medina	OH	05/2022	Present
Ubs	Akron	OH	05/2024	08/2024
Amazon	Solon	OH	10/2025	11/2025
Full-Time Education	Akron	OH	02/2016	08/2025

02/2026 → Present

Lexaurum Advisors, Llc

Overland Park, KS
05/2023 → 08/2023

Ubs

Akron, OH
05/2022 → Present

Medina Baseball Association

Medina, OH
05/2024 → 08/2024

Ubs

Akron, OH
10/2025 → 11/2025

Amazon

Solon, OH
02/2016 → 08/2025

Full-Time Education

Akron, OH

Other Businesses

(1) Part-time Self Employment; Not Investment-Related; 2779 Cobble Creek Ln., Akron, Ohio 44333; Youth Sports Baseball Umpire; Started: 05/2022; Approximate hours per month: 30 hours; None during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-03
S66	Uniform Combined State Law Examination	2026-02-13

S65 Uniform Investment Adviser Law Examination

2026-04-03
S66 Uniform Combined State Law Examination

2026-02-13

Other Names

Erik Thomas Stern

View on SEC IAPD

Current Employers

Lexaurum Advisors

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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