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Cody Harris

Fifth Third Securities, Inc.

New Albany, IN

CRD 7743164

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-09-30
IN RA APPROVED 2024-06-15
  • KY RA
    APPROVED
    Since 2024-09-30
  • IN RA
    APPROVED
    Since 2024-06-15

Branch Locations

3401 Grant Line Rd., New Albany, IN 47150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Lousiville KY 02/2022 Present
Kansai Japanese Steakhouse Clarksville IN 11/2014 02/2023
American Memorial Life Louisville KY 08/2020 01/2021
Harry's Taphouse Jeffersonville IN 05/2021 07/2021
American Smokehouse Stadium Jeffersonville IN 06/2018 09/2018
Jackson Physical Therapy Sellersburg IN 01/2018 05/2018
Fifth Third Securities Louisville KY 04/2023 Present
  • 02/2022 → Present
    Fifth Third Bank
    Lousiville, KY
  • 11/2014 → 02/2023
    Kansai Japanese Steakhouse
    Clarksville, IN
  • 08/2020 → 01/2021
    American Memorial Life
    Louisville, KY
  • 05/2021 → 07/2021
    Harry's Taphouse
    Jeffersonville, IN
  • 06/2018 → 09/2018
    American Smokehouse Stadium
    Jeffersonville, IN
  • 01/2018 → 05/2018
    Jackson Physical Therapy
    Sellersburg, IN
  • 04/2023 → Present
    Fifth Third Securities
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-15
S63 Uniform Securities Agent State Law Examination 2024-03-15
  • S65 Uniform Investment Adviser Law Examination
    2024-06-15
  • S63 Uniform Securities Agent State Law Examination
    2024-03-15

View on SEC IAPD

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