Adam Stock

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-18
IL	RA	APPROVED	2025-01-24
TX	RA	APPROVED	2025-01-24

FL RA
APPROVED

Since 2025-04-18
IL RA
APPROVED

Since 2025-01-24
TX RA
APPROVED

Since 2025-01-24

Branch Locations

Evanston, IL • United States

8755 West Higgins Road Suite 200, Chicago, IL 60631 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Chicago	IL	01/2025	Present
Lincoln Financial Advisors	Chicago	IL	08/2002	01/2025

01/2025 → Present

Osaic Wealth, Inc.

Chicago, IL
08/2002 → 01/2025

Lincoln Financial Advisors

Chicago, IL

Previous Registrations

2002-08-09 → 2025-01-24

Osaic Fa, Inc.

Chicago, IL

Chicago, IL

Land O Lakes, FL
1999-06-14 → 2002-07-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

Other Businesses

1) Rising Stock, Inc., Evanston, IL 60201 Category: Legal Entity/Consulting/Training Investment Related: No Title: President Duties: Provide leadership for the company and coaching to direct sales representatives. Start Date: 10/01/2002 Hours per Month: 20 Hours per Month during trading hours: 10 2) NEXT LEVEL PLANNING GROUP, INSURANCE, INVESTMENT RELATED, AGENT/OWNER, OFFERING ACCIDENT & HEALTH, DISABILITY, FIXED ANNUITY AND TRADITIONAL LIFE INSURANCE PRODUCTS, START 7/1/2002, 15HPM/DTH. 3) BETH EMET SYNAGOGUE POSITION: Treasurer, Board of Trustees NATURE: It is a religious organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 1224 Dempster, Evanston IL 60201, United States DESCRIPTION: Budgeting and tracking 4) CHIARAVALLE MONTESSORI SCHOOL POSITION: Member of Board NATURE: Private School INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 425 Dempster St., Evanston IL 60201, United States DESCRIPTION: Member of the Board of Trustees

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-20

S66 Uniform Combined State Law Examination

1999-05-20

Other Names

Adam L Stock
Lawrence Adam Stock
Lawrence Adam Prawer-Stock
Adam Lawrence Stock
Lawrence Adam Prawer-Stock

View on SEC IAPD