Best Investors Account Sign in

Jake Matthew Smaha

Cetera Investment Advisers LLC

Houston, TX

CRD 7742936

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-13
  • TX RA
    APPROVED
    Since 2024-08-13

Branch Locations

1311 Reinerman St Unit E, Houston, TX 77007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brickyard Golf Club Macon GA 05/2018 05/2020
Gnc - Vitamin Shop Macon GA 05/2022 08/2022
The Catered Kitchen Athens GA 05/2023 05/2024
Georgia College & University Milledgeville GA 05/2020 05/2022
The University Of Georgia Athens GA 08/2022 05/2024
First Presbyterian School Macon GA 01/2013 05/2018
Img Financial Group, Inc. Houston TX 06/2024 Present
Cetera Wealth Services, Llc El Segundo CA 06/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 05/2018 → 05/2020
    Brickyard Golf Club
    Macon, GA
  • 05/2022 → 08/2022
    Gnc - Vitamin Shop
    Macon, GA
  • 05/2023 → 05/2024
    The Catered Kitchen
    Athens, GA
  • 05/2020 → 05/2022
    Georgia College & University
    Milledgeville, GA
  • 08/2022 → 05/2024
    The University Of Georgia
    Athens, GA
  • 01/2013 → 05/2018
    First Presbyterian School
    Macon, GA
  • 06/2024 → Present
    Img Financial Group, Inc.
    Houston, TX
  • 06/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISE ON INVESTMENTS AND ALLOCATION OF ASSETS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor