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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brickyard Golf Club | Macon | GA | 05/2018 | 05/2020 |
| Gnc - Vitamin Shop | Macon | GA | 05/2022 | 08/2022 |
| The Catered Kitchen | Athens | GA | 05/2023 | 05/2024 |
| Georgia College & University | Milledgeville | GA | 05/2020 | 05/2022 |
| The University Of Georgia | Athens | GA | 08/2022 | 05/2024 |
| First Presbyterian School | Macon | GA | 01/2013 | 05/2018 |
| Img Financial Group, Inc. | Houston | TX | 06/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2024 | Present |
1. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISE ON INVESTMENTS AND ALLOCATION OF ASSETS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-12 |
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