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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-25
  • SC RA
    APPROVED
    Since 2024-11-25

Branch Locations

1307 West Main St, Laurens, SC 29360 • United States

1504 Floyd Baker Blvd, Gaffney, SC 29341 • United States

3960 Bible Church Rd, Boiling Springs, SC 29316 • United States

680 Old Greenville Hwy Ste 300, Clemson, SC 29631 • United States

24543 Hwy 76 East, Clinton, SC 29325 • United States

252 Harrison Bridge Rd, Simpsonville, SC 29680 • United States

716 East Main St, Duncan, SC 29334 • United States

1307 Boiling Springs Rd, Spartanburg, SC 29303 • United States

1461 East Main St, Spartanburg, SC 29307 • United States

1595 E Main St, Duncan, SC 29334 • United States

607 North Main St, Lancaster, SC 29334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lancaster SC 06/2024 Present
Founders Federal Credit Union Lancaster SC 06/2024 Present
Lancaster County Recreation Department Lancaster SC 05/2017 05/2019
Ymca Lancaster SC 04/2018 05/2022
Trimnal & Myers Law Firm Lancaster SC 07/2019 08/2020
Nutramax Laboratories Lancaster SC 06/2021 08/2021
Center For Student Leadership & Engagement Clemson SC 01/2022 07/2022
Morgan Stanley Charlotte NC 06/2023 08/2023
Lancaster High School Lancaster SC 08/2016 05/2020
Clemson University Clemson SC 08/2020 05/2024
  • 06/2024 → Present
    Lancaster, SC
  • 06/2024 → Present
    Founders Federal Credit Union
    Lancaster, SC
  • 05/2017 → 05/2019
    Lancaster County Recreation Department
    Lancaster, SC
  • 04/2018 → 05/2022
    Ymca
    Lancaster, SC
  • 07/2019 → 08/2020
    Trimnal & Myers Law Firm
    Lancaster, SC
  • 06/2021 → 08/2021
    Nutramax Laboratories
    Lancaster, SC
  • 01/2022 → 07/2022
    Center For Student Leadership & Engagement
    Clemson, SC
  • 06/2023 → 08/2023
    Morgan Stanley
    Charlotte, NC
  • 08/2016 → 05/2020
    Lancaster High School
    Lancaster, SC
  • 08/2020 → 05/2024
    Clemson University
    Clemson, SC
Other Businesses

1) 06/05/2024 - Founders Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22
Other Names
  • Katie B Catledge

View on SEC IAPD

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