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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-15
  • NY RA
    APPROVED
    Since 2024-02-15

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Macedon, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Rochester NY 03/2023 Present
Mml Investors Services, Llc Rochester NY 05/2023 Present
Addison Precision Rochester NY 07/2022 Present
Cgs Precision Technologies Webster NY 10/2019 07/2022
Nationwide Precision Products Rochester NY 11/2000 10/2019
  • 03/2023 → Present
    Massmutual Life Insurance Co
    Rochester, NY
  • 05/2023 → Present
    Rochester, NY
  • 07/2022 → Present
    Addison Precision
    Rochester, NY
  • 10/2019 → 07/2022
    Cgs Precision Technologies
    Webster, NY
  • 11/2000 → 10/2019
    Nationwide Precision Products
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-08
S63 Uniform Securities Agent State Law Examination 2023-08-19
  • S65 Uniform Investment Adviser Law Examination
    2024-02-08
  • S63 Uniform Securities Agent State Law Examination
    2023-08-19

View on SEC IAPD

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