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Kortnie K James

Fifth Third Securities, Inc.

Florence, KY

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-12-04
  • KY RA
    APPROVED
    Since 2023-12-04

Branch Locations

8100 Burlington Pike, Florence, KY 41042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Walton KY 07/2016 Present
Fifth Third Securities Walton KY 05/2023 Present
  • 07/2016 → Present
    Fifth Third Bank
    Walton, KY
  • 05/2023 → Present
    Fifth Third Securities
    Walton, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
S63 Uniform Securities Agent State Law Examination 2023-09-14
  • S66 Uniform Combined State Law Examination
    2023-12-04
  • S63 Uniform Securities Agent State Law Examination
    2023-09-14

View on SEC IAPD

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