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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-02
  • NC RA
    APPROVED
    Since 2024-01-02

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

301 E Ash St, Goldsboro, NC 27530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Goldsboro NC 05/2023 Present
Wells Fargo Bank, Na Goldsboro NC 02/2018 Present
Morus Corp. Beauty World New Bern NC 11/2003 02/2018
  • 05/2023 → Present
    Goldsboro, NC
  • 02/2018 → Present
    Wells Fargo Bank, Na
    Goldsboro, NC
  • 11/2003 → 02/2018
    Morus Corp. Beauty World
    New Bern, NC
Other Businesses

TRUE TRUCKING LOGISTICS LLC; INV RELATED; COVE CITY, NC; 100% OWNERSHIP WITH SPOUSE; START 03/01/2024; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: ADMINISTATION. | DADREAM LLC; INV RELATED; COVE CITY, NC; REAL ESTATE; 5% OWNER; START DATE 12/24/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; NO DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2023-10-27
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2023-10-27
Other Names
  • Latonya Rose Golson
  • Latonya Rose Moore
  • Tonya Rose Golson-Ballard

View on SEC IAPD

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