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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-02 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
301 E Ash St, Goldsboro, NC 27530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Goldsboro | NC | 05/2023 | Present |
| Wells Fargo Bank, Na | Goldsboro | NC | 02/2018 | Present |
| Morus Corp. Beauty World | New Bern | NC | 11/2003 | 02/2018 |
TRUE TRUCKING LOGISTICS LLC; INV RELATED; COVE CITY, NC; 100% OWNERSHIP WITH SPOUSE; START 03/01/2024; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: ADMINISTATION. | DADREAM LLC; INV RELATED; COVE CITY, NC; REAL ESTATE; 5% OWNER; START DATE 12/24/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; NO DUTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-27 |
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