Joseph Capone

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 03/2024
  Florida Financial Advisors
  Tampa, FL
• 05/2022 → 09/2022
  Grow Financial
  Brandon, FL
• 05/2021 → 09/2021
  Panzone's Italian Restaurant
  Beach Haven, NJ
• 05/2019 → 09/2019
  Hotel Lbi
  Ship Bottom, NJ
• 01/2011 → 05/2018
  Souther Regional School District
  Manahawkin, NJ
• 05/2018 → 09/2018
  Ciborowski Construction
  Barnegat, NJ
• 09/2018 → 05/2019
  University Of Tampa
  Tampa, FL
• 09/2019 → 05/2021
  University Of Tampa
  Tampa, FL
• 09/2021 → 05/2022
  University Of Tampa
  Tampa, FL
• 09/2022 → 05/2023
  University Of Tampa
  Tampa, FL
• 09/2023 → 03/2024
  Trinity Wealth Securities, Llc
  Tampa, FL
• 04/2024 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 04/2024 → 03/2026
  Grow Financial Federal Credit Union
  Tampa, FL
• 05/2025 → 03/2026
  Lpl Financial Llc
  Tampa, FL
• 03/2026 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2025-05-16 → 2026-03-06
  Lpl Financial Llc
  Tampa, FL
• 2024-04-16 → 2025-05-15
  Cuso Financial Services, L.P.
  San Diego, CA
  Tampa, FL
• 2023-05-24 → 2024-03-01
  Florida Financial Advisors, Llc
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2024-06-28
• S65 Uniform Investment Adviser Law Examination
  2023-02-04