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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-17 |
Branch Locations
Wilmington, NC • United States
1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 01/2025 | 04/2025 |
| North Carolina State University | Raleigh | NC | 08/2021 | 12/2024 |
| Rbc Wealth Management | Wilmington | NC | 05/2024 | 08/2024 |
| Truist Investment Services, Inc. | Wilmington | NC | 05/2023 | 08/2023 |
| Harris Teeter | Hampstead | NC | 01/2019 | 07/2020 |
| N/A | Hampstead | NC | 01/2014 | 01/2019 |
| N/A | Hampstead | NC | 07/2020 | 08/2021 |
| Rbc Capital Markets, Llc | Wilmington | NC | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-17 |
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