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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-30 |
| SC | RA | APPROVED | 2024-09-30 |
Branch Locations
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
Clover, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Mt. Pleasant | SC | 01/2024 | 09/2024 |
| Walker And Associates With Ameriprise Financial | Charlotte | NC | 05/2023 | 08/2023 |
| Autobell Carwash | Charlotte | NC | 03/2018 | 03/2019 |
| Swim Club Managment | Lake Wylie | SC | 05/2016 | 08/2017 |
| College Of Charleston Student | Charleston | SC | 08/2020 | 05/2024 |
| Unemployed | Lake Wylie | SC | 08/2017 | 03/2019 |
| Unemployed | Lake Wylie | SC | 04/2019 | 07/2023 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 09/2024 | Present |
Board of Directors; Lions Club Communication Board; Communication Director; No address, , Lake WYlie, SC, 29710; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-02 |
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