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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scranton | PA | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scranton | PA | 11/2016 | 12/2018 |
| Lpl Financial Llc | Dunmore | PA | 12/2018 | Present |
1. 12/19/2018 - No Business Name - Investment Related - Dunmore, PA & Scranton, PA 18509 - Real Estate Rental - Started 09/01/1997. 2. 12/19/2018 - Santarsiero Investment Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 12/19/2018 - k&b Financial LLC - Investment Related - Dunmore, PA 18512 - Real Estate Rental - Time Spent 2%. 4. 10/16/2019 - Santarsiero Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2018 - 160 Hours Per Month During Securities Trading. 5. 10/06/2022 - Astra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-05 |
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