James C Lee

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-22
MD	RA	APPROVED	2023-08-09

TX RA
APPROVED

Since 2023-11-22
MD RA
APPROVED

Since 2023-08-09

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Bethesda	MD	06/2023	Present
Multistate Tax Commission	Washington	DC	11/2017	06/2023
University Of Maryland, College Park	College Park	MD	02/2017	11/2017
Unemployed	Potomac	MD	08/2016	02/2017
Morgan Stanley Private Bank, N.A	New York	NY	08/2023	Present

06/2023 → Present

Morgan Stanley

Bethesda, MD
11/2017 → 06/2023

Multistate Tax Commission

Washington, DC
02/2017 → 11/2017

University Of Maryland, College Park

College Park, MD
08/2016 → 02/2017

Unemployed

Potomac, MD
08/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-09

S66 Uniform Combined State Law Examination

2023-08-09

View on SEC IAPD

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KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

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