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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-07 |
| PA | RA | APPROVED | 2010-06-10 |
Branch Locations
100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Mechanicsburg | PA | 01/1999 | Present |
| Mml Investors Services, Llc | Mechanicsburg | PA | 02/1999 | Present |
(1) Name: PGW Partners, LLC, Inv Rel: Y Addr: 329 Southview Dr, Mechanicsburg, PA 17055, Nature: Real Estate Holding, Position:Member Start: 02/15/2022, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1, Duties: Owning and managing Real Estate. 2) Name: The Conodoguinet Club, LLC, Inv Rel: Y Addr: 100 Sterling Place, Suite G17, Mechanicsburg PA 17050, Nature: Golf Simulator Location, Position: Member Start: 7/15/2022, No Hr/Mo: 1 No Hr/Mo Dur Trading:1 Duties: Investor. (3) Name: WMC SC Partners. LLC Inv Rel: Y Addr: 1830 Colonial Village Lane, Lancaster, PA 17601 Nature: Rental Income Position: Investor/Owner Start Date: 07/01/2023 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading:0 Duties: Rental Income (4)Name: Wadsworth Holdings, LLC, Inv Rel Y Addr: @ Residential address on file, Nature: S Corp that receives Advisory compensation, Position: Sole Member, Start: 3/4/2026, No Hr/Mo: 0 No Hr/Mo Dur Trading: 0 Duties: Receive and direct advisory compensation to characterize an appropriate amount of "reasonable salary" and owner distributions as allowed by current IRS regulations. (5) NAME: Stand Up Double LLC INV REL: N ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Baseball Investments POSITION: Member/Owner START DATE: 01/10/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor (6) NAME: Carothers Associates, LLC INV REL: Y ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Apartment complex POSITION: Member/owner START DATE: 01/01/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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