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Luke Isaac Scroggins

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-30
NC RA APPROVED 2024-07-29
  • FL RA
    APPROVED
    Since 2024-07-30
  • NC RA
    APPROVED
    Since 2024-07-29

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The King's Academy West Palm Beach FL 08/2016 05/2020
Family Church (Formerly Known As First Baptist Church Of Wpb) West Palm Beach FL 05/2021 04/2024
Ubs Financial Services Charlotte NC 04/2024 Present
Southwest Baptist University Bolivar MO 08/2020 12/2023
  • 08/2016 → 05/2020
    The King's Academy
    West Palm Beach, FL
  • 05/2021 → 04/2024
    Family Church (Formerly Known As First Baptist Church Of Wpb)
    West Palm Beach, FL
  • 04/2024 → Present
    Ubs Financial Services
    Charlotte, NC
  • 08/2020 → 12/2023
    Southwest Baptist University
    Bolivar, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-29
  • S66 Uniform Combined State Law Examination
    2024-07-29

View on SEC IAPD

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